KG
Keith C. Goddard
CAPITAL ADVISORS
Tulsa, OK 74114
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CRD#: 2174091
KG
Professional summary
Keith Charles Goddard is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Tulsa, Oklahoma.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Keith has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: CONEJOS, LLC ADDRESS OF OBA: TULSA, OK 74114; NATURE: LLC THAT OWNS WORKING INTEREST IN OIL AND GAS WELLS; INVESTMENT RELATED: NO; TITLE WITH OBA: MANAGING MEMBER AND SOLE MEMBER; DUTIES: PASSIVE INVESTMENT NO DUTIES; START DATE: 02/12/2013; APPROX. NUMBER OF HOURS/MONTH:0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1.5; (2.) NAME OF OBA: THE FRONTIER; ADDRESS OF OBA: TULSA, OK 74103; NATURE: NON-PROFIT ORGANIZATION THAT RUNS AN INDEPENDENT, ONLINE PUBLICATION DEDICATED TO LOCAL INVESTIGATIVE JOURNALISM IN OKLAHOMA. THE FOUNDER IS THE FORMER PUBLISHER OF THE TULSA WORLD NEWSPAPER; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD OF DIRECTORS; DUTIES: PERIODIC BOARD MEETINGS TO PROVIDE OUTSIDE PERSPECTIVE AND ADVICE TO THE LEADERSHIP OF THE COMPANY; START DATE: 11/12/2024; APPROX. NUMBER OF HOURS/MONTH: NOT DEFINED; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1-4; (3.) NAME OF OBA: ARBORSTONE STORAGE; ADDRESS OF OBA: BIXBY, OK 74008; NATURE: STORAGE UNIT RENTAL/PRIVATE BUSINESS SEEKING TO ACQUIRE A PORTFOLIO OF RURAL STORAGE UNITS FOR RENTAL; INVESTMENT RELATED: YES; TITLE WITH OBA: PASSIVE SHAREHOLDER/LIMITED PARTNER; DUTIES: NONE - PASSIVE MINORITY SHAREHOLDER; START DATE: 10/25/2022; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Keith Charles Goddard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 1995 - Present
CAPITAL ADVISORS, INC.
Office #1: 2222 South Utica Place Suite 300, Tulsa, OK 74114RIA
CRD#: 104643
Tulsa, OK
Past
September 16, 1991 - October 2, 2017
MINSHALL & COMPANY INC.
BD
CRD#: 20050
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ADVISORS, INC.
CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.
CRD#: 104643 / SEC#: 801-14050
RIA
Registered Investment Advisory firm - (9/18/1978 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/2/2006)
IAR
Oklahoma(4/3/1995)
IAR
Texas(10/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CA
CAPITAL ADVISORS, INC.
CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.
CRD#: 104643 / SEC#: 801-14050
RIA
Registered Investment Advisory firm - (9/18/1978 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2222 South Utica Place Suite 300, Tulsa, OK 74114
Mailing Address
Phone number
(866) 230-5879
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,297 |
| AUM (Assets Under Management) | $ 6,146,880,645 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL ADVISORS, INC.
CRD#: 104643Tulsa, OK 74114TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
