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PS

Pamela S. Sandy

CONFIANCE, FINANCIAL & INVESTMENT ADVISORS
Cleveland, OH 44114-2654
Some features on this profile are disabled
CRD#: 2173923
PS

Professional summary

Pamela Sue Sandy, CFP®, who also goes by Pamela Davis, Pamela Rachel, Pamela S Sandy, is a registered financial advisor currently at CONFIANCE, FINANCIAL & INVESTMENT ADVISORS located in Cleveland, Ohio.

Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Pamela has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Pamela Davis | Pamela Rachel | Pamela S Sandy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT SELLING LONG TERM CARE AND FIXED INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Sue Sandy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 29, 2011 - Present

CONFIANCE, FINANCIAL & INVESTMENT ADVISORS

Office #1: 600 Superior Avenue E. Suite 1300, Cleveland, OH 44114-2654
RIA
CRD#: 147697
Cleveland, OH
Past

January 16, 2003 - December 18, 2009

THE FINANCIAL STRATEGIES GROUP, INC

RIA
CRD#: 119900
CLEVELAND, OH
Past

April 13, 1995 - November 11, 2005

LPL FINANCIAL LLC

RIA
CRD#: 6413
CLEVELAND, OH
Past

April 13, 1995 - November 11, 2005

LPL FINANCIAL LLC

BD
CRD#: 6413
CLEVELAND, OH
Past

September 4, 1991 - April 18, 1995

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

September 4, 1991 - April 18, 1995

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(3/29/2011)
IAR
Texas
(5/30/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/8/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/3/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/10/1995
General Securities Principal Examination

Current Firm

CF
CONFIANCE, FINANCIAL & INVESTMENT ADVISORS
CONFIANCE, FINANCIAL & INVESTMENT ADVISORS | CONFIANCE, LLC

CRD#: 147697 / SEC#:

Ohio
Registered Investment Advisory firm - (6/27/2008 Approved)
Texas
Registered Investment Advisory firm - (5/7/2024 Conditional Restricted)
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Contact information

Main Address
600 Superior Avenue E. Suite 1300, Cleveland, OH 44114-2654
Mailing Address
Po Box 770739, Cleveland, OH 44107-0035
Phone number
(866) 987-8781
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts146
AUM (Assets Under Management)$ 28,902,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONFIANCE, FINANCIAL & INVESTMENT ADVISORS

CRD#: 147697Cleveland, OH 44114-2654

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