JM
Joseph L. Mcadams
PACIFICOME ADVISERS INC
Palm Beach, FL
Some features on this profile are disabled
CRD#: 2173886
JM
Professional summary
Joseph Lloyd Mcadams JR, who also goes by Joseph Lloyd Mcadams, is a registered financial advisor currently at PACIFIC INCOME ADVISERS INC located in Palm Beach, Florida and SYNDICATED CAPITAL, INC. located in Palm Beach, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 2 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 52TO, Series 79TO, SIE, Series 87, Series 86, Series 55, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Lloyd Mcadams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PIA FARMLAND, INC. - INVESTMENT-RELATED; PRIVATELY-OWNED REIT THAT INVESTS IN FARMLAND PROPERTIES; 243 TANGIER AVENUE, PALM BEACH, FL 33480; CHAIRMAN/CEO SINCE OCTOBER 2013; NO HOURS DEVOTED DURING SECURITIES TRADING HOURS; DUTIES ARE ADMINISTRATIVE AND MANAGING THE FARM PROPERTY OWNED; APPROXIMATELY EIGHT HOURS PER MONTH DEVOTED TO THIS BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Lloyd Mcadams JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 1997 - Present
PACIFIC INCOME ADVISERS INC
RIA
CRD#: 104719
Palm Beach, FL
Current
June 18, 2009 - Present
SYNDICATED CAPITAL, INC.
RIA
BD
CRD#: 29037
Palm Beach, FL
Current
September 29, 1992 - Present
SYNDICATED CAPITAL, INC.
Office #1: 21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765Office #2: 21671 Gateway Center Drive Suite 111, Diamond Bar, CA 91765RIA
BD
CRD#: 29037
Diamond Bar, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PACIFIC INCOME ADVISERS INC
PACIFIC INCOME ADVISERS INC | PACIFIC WEALTH ADVISERS
CRD#: 104719 / SEC#: 801-27828
RIA
Registered Investment Advisory firm - (9/4/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/17/2002)
RR
Arizona(11/3/2003)
RR
Arkansas(8/14/2000)
RR
California(1/4/1993)
IAR
California(7/8/1997)
RR
Colorado(3/14/1994)
RR
Connecticut(1/27/2000)
RR
District of Columbia(7/29/2002)
RR
Florida(2/2/2000)
IAR
Florida(1/2/2025)
RR
Georgia(6/2/1999)
RR
Hawaii(7/14/1999)
RR
Idaho(8/8/2001)
RR
Illinois(7/27/1999)
IAR
Illinois(10/28/2003)
RR
Indiana(3/23/1994)
RR
Iowa(5/17/2005)
RR
Kansas(11/3/2003)
RR
Maryland(5/19/1999)
RR
Massachusetts(6/1/2000)
RR
Minnesota(8/1/2001)
RR
Mississippi(8/20/2001)
RR
Missouri(2/24/2000)
RR
Montana(1/5/2000)
RR
New Hampshire(10/15/2002)
RR
New Jersey(12/16/1994)
RR
New York(7/6/2000)
RR
North Carolina(5/18/1999)
RR
Ohio(4/6/2000)
RR
Oklahoma(2/2/2000)
RR
Oregon(5/18/1999)
RR
Pennsylvania(4/1/1994)
RR
Rhode Island(7/24/2002)
RR
South Dakota(6/28/2002)
RR
Texas(5/3/1999)
RR
Utah(11/3/2003)
RR
Washington(5/14/1999)
RR
Wisconsin(3/17/1994)
RR
Wyoming(11/3/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/18/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PACIFIC INCOME ADVISERS INC
PACIFIC INCOME ADVISERS INC | PACIFIC WEALTH ADVISERS
CRD#: 104719 / SEC#: 801-27828
RIA
Registered Investment Advisory firm - (9/4/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2321 Rosecrans Ave. Suite 1260, El Segundo, CA 90245-4987
Mailing Address
Phone number
(310) 393-1424
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,521 |
| AUM (Assets Under Management) | $ 2,107,440,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
