Rick C. O'dell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rick Claude O'dell, who also goes by Rick C O'dell, Rick Claude Odell, was a registered financial professional .
Rick is a previously registered financial professional and started their career in finance in 1991. Rick had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2023 - January 15, 2026
BELL CITY WEALTH, INC.
March 13, 2009 - July 7, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 6, 2009 - July 7, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 25, 2007 - March 10, 2009
EDWARD JONES
September 19, 1991 - March 10, 2009
EDWARD JONES
Primary Firm SEC Registration
BELL CITY WEALTH, INC.
CRD#: 326354 / SEC#: 801-128174
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BELL CITY WEALTH, INC.
CRD#: 326354 / SEC#: 801-128174
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 789 |
| AUM (Assets Under Management) | $ 163,331,134 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
