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EP

Eric T. Pratt

CIG SECURITIES
Southfield, MI 48076
Some features on this profile are disabled
CRD#: 2173716
EP

Professional summary

Eric Thomas Pratt, who also goes by Eric T Pratt, is a registered financial professional currently at CIG SECURITIES located in Southfield, Michigan.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric T Pratt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Thomas Pratt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 8, 2019 - Present

CIG SECURITIES

Office #1: One Towne Square Suite 1850, Southfield, MI 48076
BD
CRD#: 129864
Southfield, MI
Past

March 13, 2019 - December 31, 2025

CIG ASSET MANAGEMENT, INC.

RIA
CRD#: 123609
SOUTHFIELD, MI
Past

November 1, 2016 - February 8, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Troy, MI
Past

October 25, 2016 - February 8, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Troy, MI
Past

February 24, 2010 - October 21, 2016

MORGAN STANLEY

RIA
CRD#: 149777
BLOOMFIELD HILLS, MI
Past

June 1, 2009 - October 21, 2016

MORGAN STANLEY

BD
CRD#: 149777
BLOOMFIELD HILLS, MI
Past

February 22, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
BIRMINGHAM, MI
Past

January 28, 1995 - March 3, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
TROY, MI
Past

July 9, 1993 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

February 3, 1992 - November 3, 1992

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/30/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/20/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/28/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 1/31/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CIG SECURITIES
CIG CORP | CIG SECURITIES, INC. | CIG SECURITIES

CRD#: 129864 / SEC#: , 8-66266

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Towne Square Suite 1850, Southfield, MI 48076
Mailing Address
One Towne Square Suite 1850, Southfield, MI 48076
Phone number
(248) 827-1010
Established
Michigan since 08/29/2003
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CIG CAPITAL ADVISORS (FORMERLY CIG CORP.)OWNER
CHAPUT, KENNETH GERARDCHIEF COMPLIANCE OFFICER / MD - COMPLIANCE & OPERATIONS2504848
MINKARA, OSMAN RADWANMANAGING PRINCIPAL2426151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIG SECURITIES

CRD#: 129864Southfield, MI 48076

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Contact information

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