Eric T. Pratt

CIG ASSET MANAGEMENT

Southfield, MI 48076

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CRD#: 2173716

Professional summary

Eric Thomas Pratt, who also goes by Eric T Pratt, is a registered financial advisor currently at CIG ASSET MANAGEMENT, INC. located in Southfield, Michigan and CIG SECURITIES located in Southfield, Michigan.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric T Pratt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Thomas Pratt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2019 - Present

CIG ASSET MANAGEMENT, INC.

Office #1: One Towne Square Suite 1850, Southfield, MI 48076

RIA

CRD#: 123609

Southfield, MI

Current

March 8, 2019 - Present

CIG SECURITIES

Office #1: One Towne Square Suite 1850, Southfield, MI 48076

CRD#: 129864

Southfield, MI

Past

November 1, 2016 - February 8, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Troy, MI

Past

October 25, 2016 - February 8, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Troy, MI

Past

February 24, 2010 - October 21, 2016

MORGAN STANLEY

RIA

CRD#: 149777

BLOOMFIELD HILLS, MI

Past

June 1, 2009 - October 21, 2016

MORGAN STANLEY

CRD#: 149777

BLOOMFIELD HILLS, MI

Past

February 22, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BIRMINGHAM, MI

Past

January 28, 1995 - March 3, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TROY, MI

Past

July 9, 1993 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

February 3, 1992 - November 3, 1992

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CIG ASSET MANAGEMENT, INC.

CAPITAL INVESTMENT GROUP,LLC | CIG ASSET MANAGEMENT, INC.

CRD#: 123609 / SEC#: 801-66667

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(3/13/2019)

IAR

Michigan
(3/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/28/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/31/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CIG ASSET MANAGEMENT, INC.

CAPITAL INVESTMENT GROUP,LLC | CIG ASSET MANAGEMENT, INC.

CRD#: 123609 / SEC#: 801-66667

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

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Contact information

Main Address

One Towne Square Suite 1850, Southfield, MI 48076

Mailing Address

Phone number

(248) 827-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIG ASSET MANAGEMENT - PART 2A OF FORM ADV (4/1/2025)

CIG ASSET MANAGEMENT - PART 2A APPENDIX OF FORM ADV (4/1/2025)

Regulatory assets under management

Total Number of Accounts	370
AUM (Assets Under Management)	$ 137,085,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Eric T. Pratt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Thomas Pratt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIG SECURITIES

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

CIG ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2008

Series 63

Date: 3/20/1992

SIE

Date: 10/1/2018

Series 31

Date: 9/28/2008

Series 7

Date: 1/31/1992

FINRA

Current Firm

CIG ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CIG ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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