Mark A. Littlechild

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CRD#: 2173657

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark A. Littlechild, who also goes by Mark A Littlechild, Mark Alan Littlechild, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mark A Littlechild | Mark Alan Littlechild

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CRG LABRATORIES DRUG SCREENING FOR PRE EMPLOYMENT OKLAHOMA CITY, OK Start date: 1/20/2002 PART OWNER Hours per week: 0 Hours during trading: 0 NO RESPONSIBILITIES

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 29, 2022 - September 27, 2023

GADDIS PREMIER WEALTH ADVISORS LLC

RIA

CRD#: 317837

Ardmore, OK

Past

January 23, 2007 - October 3, 2022

EDWARD JONES

RIA

CRD#: 250

ARDMORE, OK

Past

August 28, 1992 - October 3, 2022

EDWARD JONES

CRD#: 250

ARDMORE, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GADDIS PREMIER WEALTH ADVISORS LLC

CRD#: 317837 / SEC#: 801-125772

RIA

Registered Investment Advisory firm - (5/31/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1992

General Securities Representative Examination

Current Firm

GADDIS PREMIER WEALTH ADVISORS LLC

CRD#: 317837 / SEC#: 801-125772

RIA

Registered Investment Advisory firm - (5/31/2022 Approved)

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Contact information

Main Address

202 W Main, Durant, OK 74701

Mailing Address

Phone number

(580) 745-8133

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GADDIS ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,998
AUM (Assets Under Management)	$ 314,015,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Littlechild

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GADDIS PREMIER WEALTH ADVISORS LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

GADDIS PREMIER WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2007

Series 63

Date: 7/28/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1992

Current Firm

GADDIS PREMIER WEALTH ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GADDIS PREMIER WEALTH ADVISORS LLC

TRUST BUT VERIFY

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