Andre Lopoukhine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre Lopoukhine was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 1991. Andre had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2010 - October 11, 2011
NEWBRIDGE SECURITIES CORPORATION
February 22, 2010 - July 13, 2010
CHICAGO INVESTMENT GROUP, LLC
February 25, 2004 - October 1, 2008
FIRST DUNBAR SECURITIES CORPORATION
October 11, 2002 - February 25, 2003
BRILL SECURITIES, INC.
January 7, 2002 - August 19, 2002
DETWILER FENTON & CO.
March 10, 2000 - October 16, 2000
LEERINK PARTNERS LLC
May 6, 1994 - March 15, 2000
GRUNTAL & CO., L.L.C.
February 9, 1993 - April 26, 1994
DUNHILL EQUITIES, INC.
April 1, 1992 - July 20, 1992
H.J. MEYERS & CO., INC.
November 11, 1991 - March 6, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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