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Jill Christine Bodossian

HIGHTOWER SECURITIES
CHICAGO, IL
·CRD# 2173504·33 years experience

Professional Summary

Jill Christine Bodossian, who also goes by Jill C Bodossian, is a registered financial advisor currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois. Jill is registered as a RR (Registered Representative) and started their career in finance in 1993. Jill has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jill C Bodossian

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

HIGHTOWER SECURITIES, LLC·CRD# 116681
BD
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
May 23, 2017 - Present
RDM INVESTMENT SERVICES, LLC·CRD# 104266
BD
Westport, CT
June 30, 2003 - August 7, 2017
SMH CAPITAL INVESTMENTS LLC·CRD# 24535
BD
Ft. Worth, TX
January 26, 1999 - June 24, 2003
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
November 26, 1997 - January 6, 1999
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 15, 1996 - January 16, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
June 23, 1994 - July 5, 1996
M. J. WHITMAN, INC.·CRD# 27870
BD
New York, NY
June 23, 1993 - January 29, 1994

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Current Firm

HS
HIGHTOWER SECURITIES, LLC

CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC

CRD#: 116681 / SEC#: 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Madison Street Suite 2500, Chicago, IL 60606-3414

Mailing Address

200 West Madison Street Suite 2500, Chicago, IL 60606-3414

Phone Number

(312) 962-3800

Established

Illinois since 06/28/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HIGHTOWER HOLDING, LLCPARENT COMPANY—
BESSO, DOUGLAS JOSEPHCTO1530829
COVIELLO, BARRY ANTHONYEXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION1813688
GRAY, KENDRACHIEF COMPLIANCE OFFICER4388082
GRAY, KENDRAMUNICIPAL PRINCIPAL4388082
KARL, MATTHEW JAMESPRINCIPAL FINANCIAL OFFICER (PFO) & FINOP5361093
SANGEKAR, JASON ACHIEF EXECUTIVE OFFICER5159857

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(5/23/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 1996About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1999About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jill Christine Bodossian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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