Richard L. Watson
PROTECTION POINT ADVISORS
Roseville, CA 95661
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CRD#: 2173329
Professional summary
Richard Lee Watson, CFP®, who also goes by Rick Watson, is a registered financial advisor currently at PROTECTION POINT ADVISORS located in Roseville, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Watson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Richard Lee Watson is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. EWG Elevate Inc. always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of EWG Elevate Inc. in their capacity as a licensed insurance agent. Majority owner of National Referral Network and President - NRN is a public referral and business connection site open that specializes in working with professional advisors, like attorneys and accountants, so they can better manage the outsourced referrals they make. The site also offers business coaching and exit assistance for these same professional members though the network Majority owner of PPA Invest Team and President - PPA invest team provides the investment management in Co-Living real estate rental homes, purchasing and making allocation decisions for the PPA Co-Living fund 1. Eagle West Group, Inc. Owner and President - Functions as the corporate holding company for client relationships and advisory business provided by Richard Watson, as an IAR of EWG Elevate, Inc. Richard Lee Watson is member of Entrepreneur's Organization. Richard Watson is a co-author of a book titled A firm worth building: Running a better professional business sold on Amazon.com
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lee Watson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
October 10, 2018 - Present
PROTECTION POINT ADVISORS
Office #1: 3200 Douglas Blvd Ste. 305, Roseville, CA 95661RIA
CRD#: 291805
Roseville, CA
Past
February 18, 2009 - February 13, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Roseville, CA
Past
February 17, 2009 - December 31, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Roseville, CA
Past
July 19, 1999 - February 23, 2009
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
ROSEVILLE, CA
Past
November 11, 1991 - February 23, 2009
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ROSEVILLE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PROTECTION POINT ADVISORS
EAGLE WEST GROUP | PROTECTION POINT ADVISORS | MODERN ASSET PROTECTION PLANNING AKA M.A.P. PLANNING | EWG ELEVATE INC. | EAGLE WEST GROUP, INC.
CRD#: 291805 / SEC#: 801-113898
RIA
Registered Investment Advisory firm - (8/27/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/25/2022)
IAR
California(10/10/2018)
IAR
Oregon(1/7/2022)
IAR
Texas(12/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PP
PROTECTION POINT ADVISORS
EAGLE WEST GROUP | PROTECTION POINT ADVISORS | MODERN ASSET PROTECTION PLANNING AKA M.A.P. PLANNING | EWG ELEVATE INC. | EAGLE WEST GROUP, INC.
CRD#: 291805 / SEC#: 801-113898
RIA
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Contact information
Main Address
3200 Douglas Blvd Ste. 305, Roseville, CA 95661
Mailing Address
Phone number
(916) 367-4540
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,620 |
| AUM (Assets Under Management) | $ 578,353,657 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROTECTION POINT ADVISORS
CRD#: 291805Roseville, CA 95661TRUST BUT VERIFY
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