Kenneth S. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Sangboem Kim, who also goes by Ken Sangboem Kim, Ken Kim, Kenneth Kim, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1992. Kenneth had worked at 11 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2005 - March 4, 2008
LIGHTSPEED TRADING, LLC
June 20, 2003 - November 23, 2005
ELECTRONIC TRADING GROUP, LLC
June 19, 2000 - June 20, 2003
PROTRADER SECURITIES L.P.
September 23, 1998 - January 6, 1999
SUTRO & CO. INCORPORATED
November 13, 1996 - August 6, 1998
PACIFIC SUMMIT SECURITIES
April 22, 1994 - March 18, 1996
QUINCY CASS ASSOCIATES, INCORPORATED
June 29, 1992 - November 27, 1992
DREYFUS BROKERAGE SERVICES, INC.
April 9, 1992 - April 9, 1992
H.J. MEYERS & CO., INC.
January 9, 1992 - January 10, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 9, 1992 - January 10, 1992
EQUITABLE ADVISORS, LLC
January 9, 1992 - March 2, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
LIGHTSPEED TRADING, LLC
CRD#: 35519 / SEC#: , 8-46795
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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