Karsten H. Lampka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karsten Helmut Lampka was a registered financial professional .
Karsten is a previously registered financial professional and started their career in finance in 1991. Karsten had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2014 - April 19, 2018
AVONDALE PARTNERS, LLC
September 12, 2003 - June 26, 2014
AVONDALE PARTNERS, LLC
May 14, 1999 - September 26, 2002
THOMAS WEISEL PARTNERS LLC
June 29, 1998 - April 27, 1999
UBS SECURITIES LLC
October 2, 1996 - June 29, 1998
SBC WARBURG DILLON READ INC.
July 5, 1995 - September 14, 1995
SBC WARBURG DILLON READ INC.
December 24, 1991 - June 27, 1994
STEPHENS
State Registrations and Notice Filings
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Exams
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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