Anthony W. Welch

SARASOTA CAPITAL STRATEGIES,INC.

Osprey, FL 34229

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CRD#: 2173192

Professional summary

Anthony Warren Welch SR, CFP®, ChFC®, CLU®, who also goes by Anthony Warren Sr Welch, Tony Welch, is a registered financial advisor currently at SARASOTA CAPITAL STRATEGIES,INC. located in Osprey, Florida.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Anthony has worked at 5 firms and has passed the Series 66, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Warren Sr Welch | Tony Welch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RTR, LLC -NOT INVESTMENT RELATED, OFFICE BUILDING, PARTNER, 1/27/06, 0 HRS/MONTH & 0/TRADING HOURS. ****

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Warren Welch SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 12, 2003 - Present

SARASOTA CAPITAL STRATEGIES,INC.

Office #1: 460 South Tamiami Trail, Osprey, FL 34229

RIA

CRD#: 125951

Osprey, FL

Past

August 12, 2003 - December 31, 2017

SARASOTA CAPITAL STRATEGIES,INC.

RIA

CRD#: 125951

OSPREY, FL

Past

May 10, 2000 - December 7, 2012

WELCH & ASSOCIATES, INC.

RIA

CRD#: 107885

SARASOTA, FL

Past

November 15, 1996 - September 24, 2002

FIRST SECURITY CAPITAL MANAGEMENT, INC.

CRD#: 41716

DALLAS, TX

Past

September 5, 1991 - May 2, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 5, 1991 - May 2, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/12/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/7/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1996

General Securities Principal Examination

Current Firm

SARASOTA CAPITAL STRATEGIES,INC.

SARASOTA CAPITAL STRATEGIES,INC. | SOCIAL SECURITY CONSULTANTS

CRD#: 125951 / SEC#: 801-68409

RIA

Registered Investment Advisory firm - (4/18/2013 Terminated)

California

Registered Investment Advisory firm - (12/31/2021 Terminated)

Florida

Registered Investment Advisory firm - (4/4/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

460 South Tamiami Trail, Osprey, FL 34229

Mailing Address

Phone number

(941) 918-2255

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	216
AUM (Assets Under Management)	$ 58,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony W. Welch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Warren Welch SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SARASOTA CAPITAL STRATEGIES,INC.

SARASOTA CAPITAL STRATEGIES,INC.

WELCH & ASSOCIATES, INC.

FIRST SECURITY CAPITAL MANAGEMENT, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/1999

Series 7

Date: 9/3/1991

Series 53

Date: 10/7/1997

Series 24

Date: 9/28/1996

Current Firm

SARASOTA CAPITAL STRATEGIES,INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SARASOTA CAPITAL STRATEGIES,INC.

TRUST BUT VERIFY

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