Peter C. Mullen
Professional summary
Peter Christopher Mullen is a registered financial professional currently at BTIG, LLC located in Miami, Florida.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Christopher Mullen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2013 - Present
BTIG, LLC
Office #1: 2340 Collins Ave Suite 401, Miami, FL 33139May 24, 1993 - January 3, 2013
WEEDEN & CO.L.P.
March 13, 1992 - August 3, 1992
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2013)
(8/31/2022)
(2/4/2013)
(8/12/2013)
(2/4/2013)
(2/4/2013)
(1/27/2025)
(8/25/2023)
(2/4/2013)
(2/4/2013)
(5/29/2024)
(2/4/2013)
(4/8/2013)
Exams
Series 79TO
Date: 2/11/2022
Investment Banking Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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Company Information
BTIG, LLC
CRD#: 122225Miami, FL 33139TRUST BUT VERIFY
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