Gb White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gb White JR, who also goes by Buddy White Jr, Buddy White, G B White Jr, G B White, was a registered financial professional .
Gb is a previously registered financial professional and started their career in finance in 1991. Gb had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2017 - July 6, 2017
IFS SECURITIES
June 12, 2013 - February 16, 2017
VOYA FINANCIAL ADVISORS, INC.
November 20, 2007 - June 28, 2013
CAPITAL INVESTMENT GROUP, INC.
January 3, 2005 - November 19, 2007
TRUIST INVESTMENT SERVICES, INC.
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.
July 1, 1997 - September 30, 2002
INVEST FINANCIAL CORPORATION
October 7, 1992 - July 1, 1997
ESSEX NATIONAL SECURITIES, LLC
October 11, 1991 - August 31, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 11, 1991 - August 31, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
