Matthew J. Gandolfo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Gandolfo, who also goes by Joe M Gandolfo, Joseph M Gandolfo, Joseph Matthew Gandolfo, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1971. Matthew had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1998 - April 13, 1999
CENTENNIAL CAPITAL MANAGEMENT, INC.
April 1, 1991 - October 28, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 31, 1987 - April 1, 1991
PW SECURITIES, INC.
July 28, 1987 - January 1, 1990
VANSOUTH SECURITIES, INC.
March 18, 1985 - July 20, 1987
PHOENIX FINANCIAL CORPORATION
November 8, 1983 - February 27, 1984
INVESTACORP, INC.
April 20, 1983 - September 6, 1983
WZW FINANCIAL SERVICES, INC.
April 5, 1978 - November 6, 1981
SECURITIES MANAGEMENT & RESEARCH, INC.
February 3, 1971 - June 4, 1978
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/28/1971
Registered Representative ExaminationCurrent Firm
CENTENNIAL CAPITAL MANAGEMENT, INC.
CRD#: 38988 / SEC#: , 8-48499
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
