Matthew C. Marion
Professional summary
Matthew Charles Marion, who also goes by Matt Marion, Matthew Marion, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1992. Matthew has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 3 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Charles Marion's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2018 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 5th Floor Dcm, New York, NY 10022January 2, 2014 - September 18, 2018
RBC CAPITAL MARKETS, LLC
July 6, 2010 - December 10, 2013
NOMURA SECURITIES INTERNATIONAL, INC.
March 9, 2009 - July 2, 2010
JEFFERIES LLC
April 26, 2006 - November 17, 2008
UBS SECURITIES LLC
August 4, 2004 - April 20, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 6, 1997 - April 20, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 1992 - January 1, 1994
MORGAN STANLEY DW INC.
October 27, 1992 - November 24, 1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
February 4, 1992 - August 10, 1992
BUTLER & ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2019)
(2/7/2019)
(9/17/2018)
(9/17/2018)
(2/12/2019)
(2/19/2026)
(8/17/2020)
(9/17/2018)
(6/1/2020)
(9/18/2018)
(9/30/2022)
(9/17/2018)
(9/17/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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