John A. Durso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Andrew Durso, who also goes by John A D'urso Jr, John D'urso, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2011 - January 11, 2013
INTERPACIFIC INVESTORS SERVICES, INC.
October 7, 2008 - April 3, 2009
HILL THOMPSON MAGID & CO., INC.
August 28, 2006 - September 15, 2008
ROBOTTI SECURITIES, LLC
July 6, 2000 - October 3, 2005
TRADITION SECURITIES AND DERIVATIVES LLC
October 8, 1992 - July 3, 2000
ASIEL & CO. LLC
October 18, 1991 - September 21, 1992
EMANUEL AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/25/2005
Limited Representative-Equity Trader ExamCurrent Firm
INTERPACIFIC INVESTORS SERVICES, INC.
CRD#: 4879 / SEC#: , 8-15487
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUNDGREN, GARY JAMES | FINANCIAL PRINCIPAL | 724817 |
| INTERPACIFIC INVESTOR SERVICES, LLC | SHAREHOLDER | |
| KLINE, BRIAN RUSSELL | MSRB PRINCIPAL | 1551855 |
| KLINE, BRIAN RUSSELL | CHIEF COMPLIANCE OFFICER | 1551855 |
| KLINE, BRIAN RUSSELL | EXECUTIVE VICE PRESIDENT | 1551855 |
| KLINE, BRIAN RUSSELL | GENERAL PRINCIPAL | 1551855 |
| LUNDGREN, GARY JAMES | DIRECTOR/SECRETARY | 724817 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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