Paul J. Halverson
Professional summary
Paul Joseph Halverson is a registered financial professional currently at CCS TRANSACTIONS, LLC located in Minneapolis, Minnesota.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1991. Paul has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Joseph Halverson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2010 - Present
CCS TRANSACTIONS, LLC
Office #1: 150 South Fifth Street Suite 2700, Minneapolis, MN 55402Office #2: 150 South Fifth Street Suite 2700, Minneapolis, MN 55402September 26, 1991 - December 16, 1995
TRINITY EQUITY TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CCS TRANSACTIONS, LLC
CRD#: 149901 / SEC#: , 8-68203
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
