Anthony P. Stclair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Patrick Stclair, who also goes by Anthony P Stclair, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1992. Anthony had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2009 - March 12, 2012
GOTTBETTER CAPITAL MARKETS, LLC
October 25, 2004 - April 30, 2008
JOSEPH STEVENS & CO., INC.
October 20, 2004 - October 26, 2004
MAGNA
April 23, 1999 - July 1, 2002
DEUTSCHE IXE, LLC
March 24, 1995 - April 6, 1999
NEBRASKA HUDSON COMPANY, INC.
July 31, 1993 - August 13, 1993
CITIGROUP GLOBAL MARKETS INC.
April 20, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
January 21, 1993 - March 23, 1993
PRUDENTIAL EQUITY GROUP, LLC
February 18, 1992 - January 15, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
GOTTBETTER CAPITAL MARKETS, LLC
CRD#: 20680 / SEC#: , 8-38326
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
