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Anthony Patrick Stclair

CRD# 2172450·Registered 1992 - 2012
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Patrick Stclair, who also goes by Anthony P Stclair, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1992 - 2012. Anthony had worked at 8 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony P Stclair

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

GOTTBETTER CAPITAL MARKETS, LLC·CRD# 20680
BD
New York, NY
May 6, 2009 - March 12, 2012
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
New York, NY
October 25, 2004 - April 30, 2008
MAGNA·CRD# 30935
BD
New York City, NY
October 20, 2004 - October 26, 2004
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
April 23, 1999 - July 1, 2002
NEBRASKA HUDSON COMPANY, INC.·CRD# 27501
BD
Omaha, NE
March 24, 1995 - April 6, 1999
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - August 13, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 20, 1993 - July 31, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 21, 1993 - March 23, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 18, 1992 - January 15, 1993

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Current Firm

GC
GOTTBETTER CAPITAL MARKETS, LLC

F.M.I.C. SECURITIES, INC. | RONALD B. CURRY, BROKER/DEALER | GOTTBETTER CAPITAL MARKETS, LLC

CRD#: 20680 / SEC#: 8-38326
BD
Terminated by SEC on 01/16/2015

Contact Information

Established

New York since 11/02/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GOTTBETTER CAPITAL CORPORATIONOWNER—
GOODMAN, MARK KENNETHFINOP3004885
GOTTBETTER, PAUL BERTRAMOWNER—
MARQUEZ, JULIO ALFONSOPRESIDENT, CHIEF COMPLIANCE OFFICER2261430

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1999

Series 7 — General Securities Representative Examination

Passed Feb 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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