Edward H. Urquidi

FUTURA ASSET ADVISORS LLC

CORAL GABLES, FL 33134

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CRD#: 2172307

Professional summary

Edward Henry Urquidi, CIMA®, who also goes by Henry Urquidi, is a registered financial advisor currently at FUTURA ASSET ADVISORS LLC located in Coral Gables, Florida.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Edward has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry Urquidi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VERONTEL LLC, A TEXAS COMPANY THAT OWNS 3 RENTAL PROJECTS AND A COMMERCIAL SPACE ALL IN HOUSTON. I AM AN OFFICER AND DIRECTOR AND SPEND LESS THAN 1 HOUR A WEEK IN THIS ACTIVITY. NO PRIVATE SECURITY TRANSACTIONS INVOLVED. I RECEIVED NO COMPENSATION. 2) FUTURA ASSET ADVISORS, LLC, AN INVESTMENT ADVISOR, SPEND 4 HOURS A WEEK AS PRESIDENT. 3. DIRECTOR OF ALTA CORPORATE SERVICES LLC, AN ENTITY THAT PROVIDES CORPORATE SERVICES TO FUTURA ASSET ADVISORS LLC. I SPEND APPROXIMATELY 2 HOURS A WEEK IN THIS ACTIVITY AND RECEIVE NO COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Henry Urquidi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 3, 2005 - Present

FUTURA ASSET ADVISORS LLC

Office #1: 2121 Ponce De Leon Suite 405, Coral Gables, FL 33134

RIA

CRD#: 136285

CORAL GABLES, FL

Past

April 15, 2005 - April 16, 2021

INSIGHT SECURITIES, INC.

CRD#: 5611

CORAL GABLES, FL

Past

November 10, 1993 - April 27, 2005

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 1, 1992 - September 23, 1993

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 27, 1992 - July 14, 1992

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FUTURA ASSET ADVISORS LLC

CRD#: 136285 / SEC#: 801-106591

RIA

Registered Investment Advisory firm - (8/31/2015 Approved)

Florida

Registered Investment Advisory firm - (9/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/3/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/4/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/21/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/23/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/15/2005

General Securities Principal Examination

Current Firm

FUTURA ASSET ADVISORS LLC

CRD#: 136285 / SEC#: 801-106591

RIA

Registered Investment Advisory firm - (8/31/2015 Approved)

Florida

Registered Investment Advisory firm - (9/2/2015 Terminated)

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Contact information

Main Address

2121 Ponce De Leon Blvd Suite 405, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 774-9906

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/23/2025)

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 296,641,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward H. Urquidi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Henry Urquidi's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGHT SECURITIES, INC.

LEHMAN BROTHERS INC.

J.P. MORGAN SECURITIES LLC

SALOMON BROTHERS INC.

Primary Firm SEC Registration

FUTURA ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2005

Series 63

Date: 5/4/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 7/21/1998

Series 7

Date: 4/23/1992

Series 24

Date: 6/15/2005

Current Firm

FUTURA ASSET ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FUTURA ASSET ADVISORS LLC

TRUST BUT VERIFY

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