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Vincent A. Rzasa

FUND INVESTORS
Ebensburg, PA 15931
Some features on this profile are disabled
CRD#: 2172304
VR

Professional summary

Vincent Andrew Rzasa is a registered financial professional currently at FUND INVESTORS, INC. located in Ebensburg, Pennsylvania.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1992. Vincent has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Andrew Rzasa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 1993 - Present

FUND INVESTORS, INC.

Office #1: 510 East High Street, Ebensburg, PA 15931
BD
CRD#: 20374
Ebensburg, PA
Past

May 19, 1992 - May 27, 1993

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

January 20, 1992 - May 21, 1992

FUND INVESTORS, INC.

BD
CRD#: 20374
EBENSBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(7/7/1993)

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FI
FUND INVESTORS, INC.
E.C. LONG, INC. | FUND INVESTORS, INC.

CRD#: 20374 / SEC#: , 8-38186

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
510 East High Street, Ebensburg, PA 15931
Mailing Address
510 East High Street, Ebensburg, PA 15931
Phone number
(814) 472-9317
Established
Pennsylvania since 06/15/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LONG, PATRICK EUGENEPRESIDENT, CHIEF COMPLIANCE OFFICER, OWNER, CHIEF EXECUTIVE OFFICER2901123
MULHEARN, WILLIAM JOHNSECRETARY/TREASURER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER1911619

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUND INVESTORS, INC.

CRD#: 20374Ebensburg, PA 15931

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