Daniel M. Brady

SAVVY

New York, NY 10016

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CRD#: 2172300

Professional summary

Daniel M Brady, who also goes by Daniel Michael Brady, Daniel Brady, is a registered financial advisor currently at SAVVY located in New York, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Daniel has worked at 15 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Biography

Dan brings 25+ years of experience in financial services together with a wide depth of financial acumen and differentiated perspective given his prior experience as both an institutional trader and sales trader. This background enables him to help guide clients through the full spectrum of financial concerns. Having invested through the bull and bear markets, he understands the importance of the big picture and that times of uncertainty can often be times of opportunity. In today's environment of economic and political uncertainty, clients need a financial compass - an experienced and trusted advisor who can help them navigate toward their financial futures with greater confidence.

Dan works with a broad spectrum of clients, including professionals, private equity executives, small business owners, and other successful individuals and families. While each client has their own unique financial goals, they all have one thing in common: appreciating the value of advice from a trusted, experienced advisor who has been through decades of boom and bust cycles.

He currently lives in Rye, New York, with his wife, Christine, and their four children, Ella, Logan, Connor, and Charlie.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Michael Brady | Daniel Brady

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 04/2021- Symmetry Wealth Advisory Group - Registered Investment Adviser DBA - At Reported Business Location(s) - Investment Related - 160/month During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel M Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2022 - Present

SAVVY

Office #1: 169 Madison Ave. Suite 2345, New York, NY 10016

RIA

CRD#: 318493

New York, NY

Past

April 8, 2021 - January 19, 2023

GLADSTONE WEALTH PARTNERS

RIA

CRD#: 250787

Purchase, NY

Past

February 26, 2019 - March 24, 2021

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

December 5, 2018 - March 24, 2021

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

February 7, 2018 - January 2, 2019

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

January 22, 2018 - February 6, 2018

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

November 7, 2016 - February 6, 2018

CHARDAN CAPITAL MARKETS LLC

CRD#: 120128

NEW YORK, NY

Past

July 7, 2015 - August 31, 2016

VIRTU AMERICAS LLC

CRD#: 149823

JERSEY CITY, NJ

Past

February 23, 2015 - July 8, 2015

DEMATTEO RESEARCH LLC

CRD#: 43741

NEW YORK, NY

Past

September 3, 2014 - February 27, 2015

CRT CAPITAL GROUP LLC

CRD#: 28830

STAMFORD, CT

Past

October 29, 2009 - August 26, 2014

DEMATTEO RESEARCH LLC

CRD#: 43741

NEW YORK, NY

Past

June 20, 2007 - October 21, 2009

CHARDAN CAPITAL MARKETS LLC

CRD#: 120128

NEW YORK, NY

Past

August 1, 2003 - July 26, 2005

RAMIUS SECURITIES LLC

CRD#: 41076

NEW YORK, NY

Past

March 14, 2002 - June 16, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 2, 1992 - March 14, 2002

HERZOG, HEINE, GEDULD, LLC

CRD#: 2186

NEW YORK, NY

Past

February 18, 1992 - April 15, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 1, 1991 - November 21, 1991

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

October 28, 1991 - November 15, 1991

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/23/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/25/1991

General Securities Representative Examination

Current Firm

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

111 West 33rd Street Unit 1410, New York, NY 10001

Mailing Address

Phone number

(833) 745-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	3,776
AUM (Assets Under Management)	$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Daniel M. Brady

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel M Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLADSTONE WEALTH PARTNERS

MORGAN STANLEY

MORGAN STANLEY

T3 TRADING GROUP, LLC

LADENBURG THALMANN & CO. INC.

CHARDAN CAPITAL MARKETS LLC

VIRTU AMERICAS LLC

DEMATTEO RESEARCH LLC

CRT CAPITAL GROUP LLC

DEMATTEO RESEARCH LLC

CHARDAN CAPITAL MARKETS LLC

RAMIUS SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HERZOG, HEINE, GEDULD, LLC

LEHMAN BROTHERS INC.

H.J. MEYERS & CO., INC.

HIBBARD BROWN & CO., INC.

Primary Firm SEC Registration

SAVVY

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2019

Series 63

Date: 8/7/1992

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/23/1999

Series 7

Date: 10/25/1991

Current Firm

SAVVY

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVY

TRUST BUT VERIFY

Contact information

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