Stephen J. Landa
Professional summary
Stephen J Landa, who also goes by Stephen Jay Landa, is a registered financial advisor currently at MIGHTY OAK MANAGEMENT LLC located in Easton, Connecticut.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen J Landa's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2009 - Present
MIGHTY OAK MANAGEMENT LLC
March 11, 2005 - August 28, 2015
INVEST FINANCIAL CORPORATION
March 11, 2005 - August 28, 2015
INVEST FINANCIAL CORPORATION
December 14, 2004 - March 8, 2005
ARGENTUS SECURITIES, LLC
May 19, 2004 - March 10, 2005
GREENWICH GLOBAL, LLC
June 11, 2003 - December 31, 2004
MIGHTY OAK MANAGEMENT LLC
February 19, 2002 - May 3, 2004
OSAIC WEALTH, INC.
August 24, 2000 - May 3, 2004
OSAIC WEALTH, INC.
November 11, 1991 - September 5, 2000
IDS LIFE INSURANCE COMPANY
November 11, 1991 - September 5, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/1/2009)
(8/16/2016)
(7/18/2016)
(12/13/2022)
(10/14/2016)
Exams
Current Firm
MIGHTY OAK MANAGEMENT LLC
CRD#: 127645 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
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