Patrick B. Brobeck
Professional summary
Patrick Barnes Brobeck, who also goes by Pat B Brobeck, Patrick Brobeck, is a registered financial advisor currently at E. A. HORWITZ LLC located in East Pickerington, Ohio.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Barnes Brobeck's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2013 - Present
E. A. HORWITZ LLC
August 19, 2013 - April 17, 2014
WESTERN INTERNATIONAL SECURITIES, INC.
February 20, 2012 - April 15, 2013
INSIGHT SECURITIES, INC.
Primary Firm SEC Registration
E. A. HORWITZ LLC
CRD#: 165561 / SEC#: 801-77366
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2013)
Exams
Current Firm
E. A. HORWITZ LLC
CRD#: 165561 / SEC#: 801-77366
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 369 |
| AUM (Assets Under Management) | $ 221,419,170 |
Red Flags
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