Robin G. Saterfiel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Gary Saterfiel was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1991. Robin had worked at 14 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - October 10, 2022
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - October 10, 2022
VOYA FINANCIAL ADVISORS, INC.
June 6, 2002 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
October 23, 2001 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
January 11, 2001 - November 13, 2001
VALIC FINANCIAL ADVISORS, INC.
January 11, 2001 - November 13, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
October 16, 2000 - January 18, 2001
MORGAN STANLEY DW INC.
July 19, 2000 - November 10, 2000
PMG SECURITIES CORPORATION
February 8, 2000 - July 10, 2000
INVESTACORP, INC.
November 9, 1999 - February 7, 2000
MEDALLION EQUITIES, INC.
April 19, 1999 - November 16, 1999
WALNUT STREET SECURITIES, INC.
February 2, 1999 - May 6, 1999
IDS LIFE INSURANCE COMPANY
February 2, 1999 - May 6, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
March 9, 1993 - May 24, 1993
SISK INVESTMENT SERVICES, INC.
January 1, 1992 - March 2, 1993
NORTH AMERICAN MANAGEMENT, INC.
September 4, 1991 - December 31, 1991
PFS INVESTMENTS INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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