Richard J. Greenfield
Professional summary
Richard Joel Greenfield, CFP® is a registered financial advisor currently at RJG FINANCIAL located in Dallas, Texas and OSAIC WEALTH, INC. located in Dallas, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Richard has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joel Greenfield's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1995
Experience
June 6, 2012 - Present
RJG FINANCIAL
Office #1: 6403 Shakespeare Place, Dallas, TX 75252September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 6403 Shakespeare Pl, Dallas, TX 75252May 31, 2012 - September 1, 2023
OSAIC SERVICES, INC.
January 3, 1995 - June 5, 2012
MOMENTUM INDEPENDENT NETWORK INC.
February 5, 1992 - December 31, 1994
AVANTAX INVESTMENT SERVICES, INC.
October 2, 1991 - November 15, 1991
IDS LIFE INSURANCE COMPANY
October 2, 1991 - November 15, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/26/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(6/6/2012)
(9/1/2023)
(1/26/2024)
Exams
FINRA
Current Firm
RJG FINANCIAL
CRD#: 114799 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 233 |
| AUM (Assets Under Management) | $ 50,051,879 |
Red Flags
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Company Information
RJG FINANCIAL
CRD#: 114799Dallas, TX 75252TRUST BUT VERIFY
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