Angelo P. Koupas
Professional summary
Angelo Paul Koupas was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Angelo is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Angelo had worked at 7 firms, which includes SALOMON GREY FINANCIAL CORPORATION, PACIFIC CORTEZ SECURITIES INCORPORATED, HD BROUS & CO. INC., J. GREGORY & COMPANY INC., CHATFIELD DEAN & CO. INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1999 - August 20, 2003
SALOMON GREY FINANCIAL CORPORATION
February 26, 1996 - April 6, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
December 12, 1994 - February 5, 1996
HD BROUS & CO., INC.
March 30, 1993 - December 1, 1994
J. GREGORY & COMPANY, INC.
October 14, 1992 - March 31, 1993
CHATFIELD DEAN & CO., INC.
July 10, 1992 - October 19, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 25, 1991 - July 28, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
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