William C. Sileo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Sileo, who also goes by Bill Sileo, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2002. William had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2012 - October 17, 2016
CONVERGENT WEALTH ADVISORS, LLC
August 8, 2003 - October 18, 2010
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
March 1, 2002 - October 18, 2010
PACIFIC GLOBAL FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CONVERGENT WEALTH ADVISORS, LLC
CRD#: 143719 / SEC#: 802-114776
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 2/15/2024 |
| California | ERA - Active | 2/15/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
