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MH

Michael J. Hartnett

LYNCH & ASSOCIATES
Boston, MA 02116
Some features on this profile are disabled
CRD#: 2171231
MH

Professional summary

Michael Joseph Hartnett JR, who also goes by Michael Joseph Jr Hartnett, Mike Hartnett, is a registered financial professional currently at LYNCH & ASSOCIATES located in Boston, Massachusetts.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Joseph Jr Hartnett | Mike Hartnett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Hartnett JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2006 - Present

LYNCH & ASSOCIATES

Office #1: 535 Boylston St Suite T2, Boston, MA 02116Office #2: 535 Boylston St. Floor T2, Boston, MA 02116
RIA
BD
CRD#: 140762
Boston, MA
Past

June 22, 2004 - December 7, 2006

TBG FINANCIAL

BD
CRD#: 26984
LOS ANGELES, CA
Past

November 16, 1998 - February 25, 2000

ZURICH CAPITAL MARKETS SECURITIES, INC.

BD
CRD#: 42399
NEW YORK, NY
Past

May 12, 1998 - June 23, 2003

BFP SECURITIES, LLC

BD
CRD#: 44731
SCOTTSDALE, AZ
Past

May 1, 1997 - May 19, 1998

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
ELGIN, IL
Past

November 30, 1992 - January 28, 1997

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

October 8, 1991 - January 20, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(3/19/2010)
RR
California
(12/11/2006)
RR
Delaware
(12/11/2006)
RR
Florida
(12/11/2006)
RR
Georgia
(12/11/2006)
RR
Idaho
(12/11/2006)
RR
Illinois
(5/9/2019)
RR
Massachusetts
(12/11/2006)
RR
Missouri
(12/11/2006)
RR
New York
(12/11/2006)
RR
North Carolina
(12/11/2006)
RR
Pennsylvania
(12/11/2006)
RR
Rhode Island
(12/17/2020)
RR
South Carolina
(12/3/2007)
RR
Texas
(1/10/2007)
RR
Virginia
(5/6/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/10/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 4/26/1999
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/7/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/5/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

L&
LYNCH & ASSOCIATES
LYNCH & ASSOCIATES | WJ LYNCH INVESTOR SERVICES, LLC | WJ LYNCH INVESTOR SERVICES LLC

CRD#: 140762 / SEC#: , 8-67335

Massachusetts
Registered Investment Advisory firm - SEC (10/27/2006 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
535 Boylston St. Floor T2, Boston, MA 02116
Mailing Address
535 Boylston St. Suite T2, Boston, MA 02116
Phone number
(617) 247-7000
Established
Delaware since 02/06/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
12

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
WJL ASSOCIATES, INC.OWNER
LONGINO, MICHAEL LUTHERPRESIDENT4327203
LYNCH, WILLIAM JOSEPH IIICEO1060714
STULB, CHRISTOPHER CHARLESCCO/CFO/FINOP1676882

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LYNCH & ASSOCIATES

CRD#: 140762Boston, MA 02116

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