Steven L. Holland

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS

CLEARWATER, FL 33759

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CRD#: 2171208

Professional summary

Steven Lloyd Holland, who also goes by Steve Lloyd Holland, Steven Lloyd Holland Mr., is a registered financial advisor currently at THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC located in Clearwater, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Steven has worked at 9 firms and has passed the Series 65, Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Lloyd Holland | Steven Lloyd Holland Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The Holland Group Income Tax and Financial Strategies Inc. an affiliated insurance agency and accounting practice. address is same as my office. President. Started in 1994, incorporated in 1997. 20 hours per week, 20 hours during trading hours. 2. Mutual Trust Asset Management, Inc., an unaffiliated registered investment adviser. Investment adviser representative from 09/2007 to present.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lloyd Holland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 26, 2023 - Present

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

Office #1: 2637 Mc Cormick Drive Suite 101, Clearwater, FL 33759

RIA

CRD#: 326421

CLEARWATER, FL

Past

December 19, 2012 - May 14, 2024

MUTUAL TRUST ASSET MGMT., INC.

RIA

CRD#: 121364

Clearwater, FL

Past

September 23, 2005 - February 21, 2014

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

CLEARWATER, FL

Past

April 22, 2002 - September 23, 2005

VERITRUST FINANCIAL, LLC

CRD#: 106594

AUSTIN, TX

Past

March 15, 1996 - April 22, 2002

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

September 25, 1995 - December 7, 1995

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Past

December 8, 1994 - September 5, 1995

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 12, 1994 - December 2, 1994

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

December 9, 1992 - October 4, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

THE HOLLAND GROUP INCOME TAX AND FINANCIAL STRATEGIES INC. | THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

CRD#: 326421 / SEC#: 801-128805

RIA

Registered Investment Advisory firm - (10/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/26/2023)

IAR

Texas
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/9/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/7/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

THE HOLLAND GROUP INCOME TAX AND FINANCIAL STRATEGIES INC. | THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

CRD#: 326421 / SEC#: 801-128805

RIA

Registered Investment Advisory firm - (10/24/2023 Approved)

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Contact information

Main Address

2637 Mc Cormick Drive Suite 101, Clearwater, FL 33759

Mailing Address

Phone number

(727) 734-3334

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (3/23/2025)

FORM ADV PART 2A (3/23/2025)

Regulatory assets under management

Total Number of Accounts	1,628
AUM (Assets Under Management)	$ 215,212,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven L. Holland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lloyd Holland's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL TRUST ASSET MGMT., INC.

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

VERITRUST FINANCIAL, LLC

ARAGON FINANCIAL SERVICES, INC.

THE INVESTMENT CENTER, INC.

SUNAMERICA SECURITIES, INC.

SECURITIES AMERICA, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2012

Series 66

Date: 8/24/2007

Series 7

Date: 5/9/2000

Series 6

Date: 12/7/1992

Current Firm

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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