James B. Gribbell

LMCG INVESTMENTS

Boston, MA 02108

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CRD#: 2171060

Professional summary

James B. Gribbell, who also goes by James B. Gribbell Mr., James Gribbell, is a registered financial advisor currently at LMCG INVESTMENTS, LLC located in Boston, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. James has worked at 2 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James B. Gribbell Mr. | James Gribbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James B. Gribbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2009 - Present

LMCG INVESTMENTS, LLC

Office #1: One Boston Place 201 Washington Street 29th Floor, Boston, MA, 02108

RIA

CRD#: 149936

Boston, MA

Past

July 31, 2008 - August 13, 2009

MUNDER LEE INVESTMENTS LTD

RIA

CRD#: 108440

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LMCG INVESTMENTS, LLC

LEE MUNDER CAPITAL GROUP, LLC | LMCG INVESTMENTS, LLC | LMCG

CRD#: 149936 / SEC#: 801-70357

RIA

Registered Investment Advisory firm - (7/6/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/22/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/1991

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 8/9/1991

Non-Member General Securities Examination

Current Firm

LMCG INVESTMENTS, LLC

LEE MUNDER CAPITAL GROUP, LLC | LMCG INVESTMENTS, LLC | LMCG

CRD#: 149936 / SEC#: 801-70357

RIA

Registered Investment Advisory firm - (7/6/2009 Approved)

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Contact information

Main Address

One Boston Place 201 Washington Street 29th Floor, Boston, MA, 02108

Mailing Address

Phone number

(617) 380-5600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LMCG INVESTMENTS, LLC FORM ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,160
AUM (Assets Under Management)	$ 6,545,996,799

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/10/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/24/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Gribbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James B. Gribbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LMCG INVESTMENTS, LLC

MUNDER LEE INVESTMENTS LTD

Primary Firm SEC Registration

LMCG INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/1991

Series 2

Date: 8/9/1991

Current Firm

LMCG INVESTMENTS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LMCG INVESTMENTS, LLC

TRUST BUT VERIFY

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