Fred S. Galovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Stephen Galovich SR, who also goes by Fred Stephen Galovich, Fred Stephen Galovitch, was a registered financial advisor .
Fred is a previously registered financial advisor and started their career in finance in 1972. Fred had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2003 - December 31, 2005
WRP INVESTMENTS, INC.
August 21, 2003 - September 4, 2013
WRP INVESTMENTS, INC.
July 31, 2001 - August 22, 2003
ADVANTAGE CAPITAL CORPORATION
July 26, 1996 - July 31, 2001
ADVANTAGE CAPITAL CORPORATION
February 19, 1991 - December 31, 2012
GALOVICH FINANCIAL PLANNING SERVICES, INC.
September 27, 1989 - July 26, 1996
WALNUT STREET SECURITIES, INC.
April 25, 1975 - October 20, 1989
ADVANTAGE CAPITAL CORPORATION
October 2, 1972 - April 15, 1974
FUNDAMENTAL SERVICE CORPORATION
October 2, 1972 - May 30, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/25/1972
Registered Representative ExaminationCurrent Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
