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Robert Edward Enslein Jr

CRD# 2170946·Registered 1991 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Edward Enslein JR, who also goes by Robert Edward Enslein, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1991 - 2024. Robert had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Edward Enslein

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

GRAVIMARK LLC·CRD# 329085
RIA
Greenwich, CT
May 13, 2024 - November 25, 2024
ORCHARD SECURITIES, LLC·CRD# 133378
BD
Pleasant Grove, UT
June 5, 2018 - February 4, 2020
MACKAY SHIELDS LLC·CRD# 107717
RIA
New York, NY
February 6, 2014 - November 24, 2014
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
New York, NY
February 6, 2014 - November 24, 2014
DIRECT ACCESS PARTNERS LLC·CRD# 120950
BD
New York, NY
February 6, 2012 - May 21, 2013
FOREFRONT CAPITAL MARKETS LLC·CRD# 151812
BD
New York, NY
June 2, 2011 - September 23, 2011
TFS DERIVATIVES LLC·CRD# 30395
BD
New York, NY
March 19, 2010 - September 24, 2010
LOEB PARTNERS CORPORATION·CRD# 10929
BD
New York, NY
May 1, 2008 - July 22, 2008
JEFFERIES LLC·CRD# 2347
BD
New York, NY
January 30, 2007 - April 8, 2008
BROADPOINT AMTECH, INC.·CRD# 121456
BD
Greenwich, CT
February 8, 2005 - June 20, 2005
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
June 26, 2001 - January 31, 2005
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
January 20, 2000 - May 29, 2001
BMO CAPITAL MARKETS CORP.·CRD# 16686
BD
New York, NY
September 11, 1993 - January 6, 2000
PHILLIP LOUIS TRADING, INC.·CRD# 19378
BD
Red Bank, NJ
July 21, 1992 - August 27, 1993
REPUBLIC SECURITIES, INC.·CRD# 15043
BD
December 13, 1991 - June 23, 1992
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
August 22, 1991 - September 5, 1991

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Current Firm

GL
GRAVIMARK LLC

GRAVIMARK LLC

CRD#: 329085 / SEC#: 801-129297

Contact Information

Main Address

Larchmont, NY

Phone Number

(914) 268-8685

# of Employees

2

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- GRAVIMARK LLC (5/2/2024)

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$26,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SYN Ventures Management. A large Venture Capital Firm, where I am the Chief Operating Officer. The business activity does not relate in any way. We only invest in Cybersecurity Companies. 2. I also own Greyhawk Management, a family owned company that is not investment industry related.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2000About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2000About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2000About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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