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SW

Stephen Peter Wetzel

CFP®

PROMETHEUS CAPITAL MANAGEMENT

YARDLEY, PA

·CRD# 2170936·35 years experience

Professional Summary

Stephen Peter Wetzel, CFP® is a registered financial advisor currently at PROMETHEUS CAPITAL MANAGEMENT CORP. located in Yardley, Pennsylvania. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

Investment Planning
Retirement Planning
Insurance Planning
Employee and Employer Plan Benefits
Small Business Planning
Comprehensive Financial Planning
Estate Planning

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial PlannerSince 1988

Years of Experience

35 years in the financial services industry

Current & Past Employments

PROMETHEUS CAPITAL MANAGEMENT CORP.·CRD# 121982

RIA

30 South Main Street, Yardley, PA 19067

January 29, 2003 - Present

THE INVESTMENT CENTER, INC.·CRD# 17839

BD

Yardley, PA

September 30, 2011 - February 26, 2025

HORNOR, TOWNSEND & KENT, LLC·CRD# 4031

RIA

Yardley, PA

March 15, 2004 - May 19, 2005

HORNOR, TOWNSEND & KENT, LLC·CRD# 4031

BD

Yardley, PA

September 8, 1994 - October 20, 2011

CADARET, GRANT & CO., INC.·CRD# 10641

BD

Syracuse, NY

August 21, 1991 - September 8, 1994

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Current Firm

PC

PROMETHEUS CAPITAL MANAGEMENT CORP.

PROMETHEUS CAPITAL MANAGEMENT CORP. | PROMETHEUS CAPITAL MANAGEMENT, CORP.

CRD#: 121982 / SEC#: 801-113098

RIA

Registered Investment Advisory firm - SEC (4/27/2018 Approved)

Florida

Registered Investment Advisory firm - Florida (5/25/2018 Terminated)

New Jersey

Registered Investment Advisory firm - New Jersey (6/20/2018 Terminated)

New York

Registered Investment Advisory firm - New York (5/25/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (5/29/2018 Terminated)

Texas

Registered Investment Advisory firm - Texas (5/25/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

30 S. Main Street, Yardley, PA 19067

Phone Number

(215) 321-9312

# of Employees

4

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV_03-2024 (10/7/2026)

Regulatory Assets Under Management

Total Number of Accounts

872

AUM (Assets Under Management)

$397,790,936

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE BROKERAGE. LIFE, LTC & LTD.SOLE PROPRIETOR. 1099 AS INSURANCE AGENT FOR GENERAL AGENCIES. INDEPENDANT INSURANCE AGENCY. DEVOTE 1 TO 20 % PER MONTH.INCOME IS FROM COMMISSIONS. ESTABLISHED 08/1991. 2. REAL ESTATE. OWNERSHIP OF TWO BUILDINGS CCM EQUITIES, LLC. LLC. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20 % PER MONTH.FINANCIAL INTEREST $750,000. OWN 41 TO 60% OF STOCK.EARN 1 TO 20% ANNUAL INCOME. ESTABLISHED 12/1996. 3. REAL ESTATE OWNERSHIP OF TWO BUILDINGS-5667 YORK ROAD, LLC. I OWN 50% AND MY WIFE OWNS 50%. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20% PER MONTH.FINANCIAL INTEREST $750,000. EARN 1 TO 20% OF ANNUAL INCOME. ESTABLISHED 12/1996. 4. REAL ESTATE OWNERSHIP OF ONE BUILDING - NMW EQUITIES, LLC. I OWN 51% AND MY WIFE OWNS 49%. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20% PER MONTH. FINANCIAL INTEREST $500,000. EARN 1 TO 20% OF ANNUAL INCOME. 5. FULL ADJUNCT PROF OF FINANCIAL MANAGEMENT FOR NY UNIVERSITY, NYU. TEACH COURSES OF CFP PROGRAM. ALSO INTERVIEW & RECOMMEND FACULTY, OVERVIEW & RECOMMEND COURSE CURRICULUM. INTERFACE WITH CFP BOARD ON STANDARDS. DEVOTE 1 TO 20% PER MONTH. EARN SALARY, PENSION CONTRIBUTION, HEALTH INSURANCE. $20,000 TO $30,000 PER YER. ESTABLISHED 08/1991. 6. PROMETHEUS CAPITAL MANAGEMENT CORP.INVESTMENT ADVISOR.PRESIDENT OF RIA. INVESTMENT & PLANNING ADVICE. CLIENT FINANCIAL PLANNING , PREPARE AND REVIEW. DEVOTE 41 TO 60% PER MONTH.ESTABLISHED 04/1994. EARN SALARY AND OWNERS COMPENSATION. NEVER ANY COMMISSIONS OR FINDERS FEES. 7. BSW EQUITIES, LLC. OWNER OF A REAL ESTATE PROPERTY. MANAGING MEMBER. OWN LLC WITH MY WIFE, BROTHER AND SISTER IN LAW. THEY ARE NOT CLIENTS OF TIC. DEVOTE 1 TO 20%. LLC OWNS PROPERTY. 8. SPW EQUITIES LLC. REAL ESTATE PROPERTY- OWN REAL ESTATE AT 43 SOUHT MAIN STREET, YARDLEY PA 19067. OWNER - SET UP TO PURCHASE & OWN REAL ESTATE AT 43 SOUHT MAIN STREET, YARDLEY PA 19067. COLLECT RENTS/PAY EXPENSES. TIME DEVOTED 1-20%. ANNUAL INCOME 1-20%. FINANCIAL INTEREST/OWNERSHIP: $730K/41-60%. DATE ESTABLISHED 1-31-22. 9. 611 S BEACH AVENUE LLC - OWNS SUMMER HOUSE AT 611 S BEACH AVE, BEACH HAVEN NJ 08008. OWNED BY STEPHEN WETZEL AND HIS WIFE (CHRISTA) - MAINTAIN RECORDS, PAY BILLS ON PROPERTY. COLLECT ANY RENTS IF WE END UP RENTING OUT SOME WEEKS IN SUMMER. TIME DEVOTED 1-20%. ANNUAL INCOME 1-20%. DATE ESTABLISHED 10/16/2023 (TENTATIVE CLOSING DATE ON HOUSE).

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PC

PROMETHEUS CAPITAL MANAGEMENT CORP.

PROMETHEUS CAPITAL MANAGEMENT CORP. | PROMETHEUS CAPITAL MANAGEMENT, CORP.

CRD#: 121982 / SEC#: 801-113098

RIA

Registered Investment Advisory firm - SEC (4/27/2018 Approved)

Florida

Registered Investment Advisory firm - Florida (5/25/2018 Terminated)

New Jersey

Registered Investment Advisory firm - New Jersey (6/20/2018 Terminated)

New York

Registered Investment Advisory firm - New York (5/25/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (5/29/2018 Terminated)

Texas

Registered Investment Advisory firm - Texas (5/25/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Pennsylvania
(1/29/2003)

IAR

Texas
(3/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2000About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Stephen Peter Wetzel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Stephen

Investment Planning
Retirement Planning
Insurance Planning
Employee and Employer Plan Benefits
Small Business Planning
Comprehensive Financial Planning
Estate Planning

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SW

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