SW
Stephen P. Wetzel
PROMETHEUS CAPITAL MANAGEMENT
YARDLEY, PA 19067
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CRD#: 2170936
SW
Professional summary
Stephen Peter Wetzel, CFP® is a registered financial advisor currently at PROMETHEUS CAPITAL MANAGEMENT CORP. located in Yardley, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Insurance Planning
Employee and Employer Plan Ben...
Small Business Planning
Comprehensive Financial Planni...
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE BROKERAGE. LIFE, LTC & LTD.SOLE PROPRIETOR. 1099 AS INSURANCE AGENT FOR GENERAL AGENCIES. INDEPENDANT INSURANCE AGENCY. DEVOTE 1 TO 20 % PER MONTH.INCOME IS FROM COMMISSIONS. ESTABLISHED 08/1991. 2. REAL ESTATE. OWNERSHIP OF TWO BUILDINGS CCM EQUITIES, LLC. LLC. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20 % PER MONTH.FINANCIAL INTEREST $750,000. OWN 41 TO 60% OF STOCK.EARN 1 TO 20% ANNUAL INCOME. ESTABLISHED 12/1996. 3. REAL ESTATE OWNERSHIP OF TWO BUILDINGS-5667 YORK ROAD, LLC. I OWN 50% AND MY WIFE OWNS 50%. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20% PER MONTH.FINANCIAL INTEREST $750,000. EARN 1 TO 20% OF ANNUAL INCOME. ESTABLISHED 12/1996. 4. REAL ESTATE OWNERSHIP OF ONE BUILDING - NMW EQUITIES, LLC. I OWN 51% AND MY WIFE OWNS 49%. COLLECT RENT, PAY BILLS AND FILE TAX RETURNS. DEVOTE 1 TO 20% PER MONTH. FINANCIAL INTEREST $500,000. EARN 1 TO 20% OF ANNUAL INCOME. 5. FULL ADJUNCT PROF OF FINANCIAL MANAGEMENT FOR NY UNIVERSITY, NYU. TEACH COURSES OF CFP PROGRAM. ALSO INTERVIEW & RECOMMEND FACULTY, OVERVIEW & RECOMMEND COURSE CURRICULUM. INTERFACE WITH CFP BOARD ON STANDARDS. DEVOTE 1 TO 20% PER MONTH. EARN SALARY, PENSION CONTRIBUTION, HEALTH INSURANCE. $20,000 TO $30,000 PER YER. ESTABLISHED 08/1991. 6. PROMETHEUS CAPITAL MANAGEMENT CORP.INVESTMENT ADVISOR.PRESIDENT OF RIA. INVESTMENT & PLANNING ADVICE. CLIENT FINANCIAL PLANNING , PREPARE AND REVIEW. DEVOTE 41 TO 60% PER MONTH.ESTABLISHED 04/1994. EARN SALARY AND OWNERS COMPENSATION. NEVER ANY COMMISSIONS OR FINDERS FEES. 7. BSW EQUITIES, LLC. OWNER OF A REAL ESTATE PROPERTY. MANAGING MEMBER. OWN LLC WITH MY WIFE, BROTHER AND SISTER IN LAW. THEY ARE NOT CLIENTS OF TIC. DEVOTE 1 TO 20%. LLC OWNS PROPERTY. 8. SPW EQUITIES LLC. REAL ESTATE PROPERTY- OWN REAL ESTATE AT 43 SOUHT MAIN STREET, YARDLEY PA 19067. OWNER - SET UP TO PURCHASE & OWN REAL ESTATE AT 43 SOUHT MAIN STREET, YARDLEY PA 19067. COLLECT RENTS/PAY EXPENSES. TIME DEVOTED 1-20%. ANNUAL INCOME 1-20%. FINANCIAL INTEREST/OWNERSHIP: $730K/41-60%. DATE ESTABLISHED 1-31-22. 9. 611 S BEACH AVENUE LLC - OWNS SUMMER HOUSE AT 611 S BEACH AVE, BEACH HAVEN NJ 08008. OWNED BY STEPHEN WETZEL AND HIS WIFE (CHRISTA) - MAINTAIN RECORDS, PAY BILLS ON PROPERTY. COLLECT ANY RENTS IF WE END UP RENTING OUT SOME WEEKS IN SUMMER. TIME DEVOTED 1-20%. ANNUAL INCOME 1-20%. DATE ESTABLISHED 10/16/2023 (TENTATIVE CLOSING DATE ON HOUSE).
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Peter Wetzel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
January 29, 2003 - Present
PROMETHEUS CAPITAL MANAGEMENT CORP.
Office #1: 30 South Main Street, Yardley, PA 19067RIA
CRD#: 121982
YARDLEY, PA
Past
September 30, 2011 - February 26, 2025
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
YARDLEY, PA
Past
March 15, 2004 - May 19, 2005
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
YARDLEY, PA
Past
September 8, 1994 - October 20, 2011
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
YARDLEY, PA
Past
August 21, 1991 - September 8, 1994
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROMETHEUS CAPITAL MANAGEMENT CORP.
PROMETHEUS CAPITAL MANAGEMENT CORP. | PROMETHEUS CAPITAL MANAGEMENT, CORP.
CRD#: 121982 / SEC#: 801-113098
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)Florida
Registered Investment Advisory firm - (5/25/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/25/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/29/2018 Terminated)Texas
Registered Investment Advisory firm - (5/25/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/2/2011)
IAR
New Jersey(11/21/2006)
IAR
Pennsylvania(1/29/2003)
IAR
Texas(3/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PC
PROMETHEUS CAPITAL MANAGEMENT CORP.
PROMETHEUS CAPITAL MANAGEMENT CORP. | PROMETHEUS CAPITAL MANAGEMENT, CORP.
CRD#: 121982 / SEC#: 801-113098
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)Florida
Registered Investment Advisory firm - (5/25/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/25/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/29/2018 Terminated)Texas
Registered Investment Advisory firm - (5/25/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30 S. Main Street, Yardley, PA 19067
Mailing Address
Phone number
(215) 321-9312
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 678 |
| AUM (Assets Under Management) | $ 247,584,300 |
Red Flags
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