John F. Gallwas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Frederick Gallwas, who also goes by John Fred Gallwas, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 10 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 1992 - December 20, 2010
STRIKER SECURITIES, INC.
March 17, 1992 - May 27, 1992
BANC SECURITIES, INC.
November 15, 1984 - August 28, 1991
LASALLE ST SECURITIES, L.L.C.
February 17, 1984 - February 28, 1984
SGM SECURITIES, INC.
January 9, 1981 - February 10, 1983
HAAS SECURITIES CORPORATION
August 6, 1979 - November 16, 1980
CITIGROUP GLOBAL MARKETS INC.
January 6, 1977 - June 29, 1979
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
November 6, 1974 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
June 19, 1969 - November 21, 1974
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/16/1959
Registered Representative ExaminationSeries 40
Date: 6/5/1969
Registered Principal ExaminationCurrent Firm
STRIKER SECURITIES, INC.
CRD#: 30028 / SEC#: , 8-44674
Contact information
Documents
Red Flags
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