Jonathan M. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Michael Russell, CFP®, who also goes by Jonathon Michael Russell, Michael Russell, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1991. Jonathan had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2004 - February 11, 2005
FIDELITY PERSONAL TRUST COMPANY, FSB
July 15, 2004 - July 12, 2017
STRATEGIC ADVISERS LLC
February 25, 1992 - July 12, 2017
FIDELITY BROKERAGE SERVICES LLC
October 28, 1991 - January 22, 1992
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/23/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
