Patrick D. Curran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Denis Curran, who also goes by Patrick Curran, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1991. Patrick had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2013 - February 17, 2017
MC ASSET MANAGEMENT AMERICAS, LTD.
May 26, 2009 - July 5, 2012
RAYMOND JAMES & ASSOCIATES, INC.
February 21, 2008 - December 31, 2010
RAYMOND JAMES INSURANCE GROUP, INC.
October 2, 1997 - April 19, 1999
UBS SECURITIES LLC
July 8, 1995 - September 5, 1997
H.C.WAINWRIGHT & CO., LLC
November 10, 1994 - June 1, 1995
CREDIT SUISSE SECURITIES (USA) LLC
May 27, 1993 - August 13, 1994
DRESDNER KLEINWORT WASSERSTEIN, LLC
September 13, 1991 - May 12, 1993
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MC ASSET MANAGEMENT AMERICAS, LTD.
CRD#: 23330 / SEC#: , 8-40330
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MC ASSET MANAGEMENT HOLDINGS LLC | SHAREHOLDER | |
| CURRAN, PATRICK DENIS | CHIEF COMPLIANCE OFFICER | 2170823 |
| CURRAN, PATRICK DENIS | PRESIDENT & CEO & DIRECTOR | 2170823 |
| HIKE, AYAKO | FINANCIAL AND OPERATIONS PRINCIPAL | 6020701 |
| MAGHAKIAN, APRIL | SECRETARY & TREASURER | 6295991 |
| OGIKUBO, NAOSHI | DIRECTOR | 6309272 |
| SANAMI, YASUYUKI | DIRECTOR | 6639194 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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