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JC

Juan C. Carreras

TUDOR SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2170813
JC

Professional summary

Juan Carlos Carreras is a registered financial professional currently at TUDOR SECURITIES, LLC located in Miami, Florida.

Juan is registered as a RR (Registered Representative) and started their career in finance in 1991. Juan has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Juan Carlos Carreras's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2018 - Present

TUDOR SECURITIES, LLC

Office #1: 601 Brickell Key Drive, Suite 700, Miami, FL 33131
BD
CRD#: 287782
Miami, FL
Past

April 22, 2016 - January 2, 2020

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
Cordoba,
Past

August 12, 1991 - July 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/1/2018)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/29/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/17/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

TS
TUDOR SECURITIES, LLC
TUDOR SECURITIES, LLC

CRD#: 287782 / SEC#: , 8-69911

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
601 Brickell Key Drive, Suite 700, Miami, FL 33131
Mailing Address
601 Brickell Key Drive, Suite 700, Miami, FL 33131
Phone number
(786) 257-2764
Established
Florida since 12/18/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TUDOR ENTERPRISE LLCMEMBER
CARRERAS, JUAN CARLOSCEO, CO-CCO AND MEMBER OF BOARD OF MANAGERS2170813
CARRERAS, JUAN IGNACIOCO-CCO AND MEMBER OF BOARD OF MANAGERS6623102
GILMAN, ROBERT CRAIGFINOP, PFO, POO1738412

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TUDOR SECURITIES, LLC

CRD#: 287782Miami, FL 33131

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