Mark A. Lefkowitz
Professional summary
Mark Allen Lefkowitz was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Mark had worked at 8 firms, which includes C.B. HILL & ASSOCIATES INC., GLOBAL STRATEGIES GROUP INC., MAIDSTONE FINANCIAL INC., S. D. COHN & CO. INC., EURO-ATLANTIC SECURITIES INC., WESTFIELD FINANCIAL CORPORATION, DUKE & CO. INC., HANOVER STERLING & COMPANY LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1998 - July 2, 2001
C.B. HILL & ASSOCIATES, INC.
March 20, 1997 - April 8, 1998
GLOBAL STRATEGIES GROUP, INC.
March 4, 1996 - February 10, 1997
MAIDSTONE FINANCIAL, INC.
May 2, 1995 - March 19, 1996
S. D. COHN & CO., INC.
March 21, 1995 - April 13, 1995
EURO-ATLANTIC SECURITIES INC.
May 11, 1994 - March 1, 1995
MAIDSTONE FINANCIAL, INC.
April 15, 1993 - October 6, 1993
WESTFIELD FINANCIAL CORPORATION
January 27, 1993 - March 9, 1993
DUKE & CO., INC.
September 5, 1991 - August 5, 1994
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C.B. HILL & ASSOCIATES, INC.
CRD#: 23786 / SEC#: , 8-40841
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
