Ronald Miller
Professional summary
Ronald Miller II, CFP®, who also goes by Ronald Lee Miller II, Ronald Lee Miller, Ronald Miller Ii, Ronald Miller, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Rochester Hills, Michigan.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 9 firms and has passed the Series 66, Series 63, Series 7, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Miller II's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Miller II's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 2015 Walton Blvd., Rochester Hills, MI 48309December 10, 2025 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 2015 Walton Blvd., Rochester Hills, MI 48309December 16, 2024 - November 20, 2025
CETERA INVESTMENT ADVISERS LLC
December 16, 2024 - November 20, 2025
CETERA INVESTMENT SERVICES LLC
February 1, 2024 - December 16, 2024
LPL FINANCIAL LLC
February 1, 2024 - December 16, 2024
LPL FINANCIAL LLC
April 18, 2023 - February 1, 2024
OSAIC INSTITUTIONS, INC.
April 18, 2023 - February 1, 2024
OSAIC INSTITUTIONS, INC.
October 18, 2018 - April 28, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 28, 2018 - April 28, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2016 - September 13, 2018
J.P. MORGAN SECURITIES LLC
September 15, 2006 - September 12, 2007
CHASE INVESTMENT SERVICES CORP.
October 17, 1991 - December 24, 1992
FIRST OF MICHIGAN CORPORATION
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2025)
(12/10/2025)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
