Ronald Miller

CETERA INVESTMENT ADVISERS LLC

BLOOMFIELD HILLS, MI 48304

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CRD#: 2170577

Professional summary

Ronald Miller II, CFP®, who also goes by Ronald Lee Miller II, Ronald Lee Miller, Ronald Miller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bloomfield Hills, Michigan and CETERA INVESTMENT SERVICES LLC located in Bloomfield Hills, Michigan.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 8 firms and has passed the Series 66, Series 63, Series 7, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald Lee Miller Ii | Ronald Lee Miller | Ronald Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOARD MEMBER FOR GREAT LAKES LUTHERN BOARDING HIGH SCHOOL, FUNDRAISING FOR SCHOLARSHIPS, 1/HR/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Miller II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 16, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 37100 Woodward Ave, Bloomfield Hills, MI 48304

RIA

CRD#: 105644

BLOOMFIELD HILLS, MI

Current

December 16, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 37100 Woodward Ave, Bloomfield Hills, MI 48304

CRD#: 15340

BLOOMFIELD HILLS, MI

Past

February 1, 2024 - December 16, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

TROY, MI

Past

February 1, 2024 - December 16, 2024

LPL FINANCIAL LLC

CRD#: 6413

TROY, MI

Past

April 18, 2023 - February 1, 2024

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

TROY, MI

Past

April 18, 2023 - February 1, 2024

OSAIC INSTITUTIONS, INC.

CRD#: 35371

TROY, MI

Past

October 18, 2018 - April 28, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GROSSE POINTE WOODS, MI

Past

September 28, 2018 - April 28, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GROSSE POINTE WOODS, MI

Past

April 29, 2016 - September 13, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

HUNTINGTON WOODS, MI

Past

September 15, 2006 - September 12, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SAGINAW, MI

Past

October 17, 1991 - December 24, 1992

FIRST OF MICHIGAN CORPORATION

CRD#: 311

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(12/16/2024)

IAR

Michigan
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/11/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/3/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/29/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Miller II's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

FIRST OF MICHIGAN CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2018

Series 63

Date: 5/11/2016

Series 7

Date: 10/3/2018

SIE

Date: 10/1/2018

Series 6

Date: 4/29/2016

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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