Christopher R. Greenwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Greenwell, who also goes by Chris Robert Greenwell, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 19 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2019 - September 15, 2020
PINNACLE CAPITAL SECURITIES, LLC
August 27, 2018 - December 6, 2019
PATRICK CAPITAL MARKETS, LLC
April 3, 2017 - August 14, 2018
CANTOR FITZGERALD & CO.
August 19, 2016 - March 28, 2017
NATALLIANCE SECURITIES, LLC
December 17, 2012 - August 22, 2016
CANTOR FITZGERALD & CO.
March 31, 2011 - November 14, 2011
B. RILEY WEALTH MANAGEMENT
June 24, 2009 - April 1, 2011
BTIG, LLC
February 12, 2007 - June 29, 2009
IMPERIAL CAPITAL, LLC
June 11, 2002 - February 6, 2007
TEJAS SECURITIES GROUP, INC.
August 10, 2001 - July 19, 2002
CLEARING SERVICES OF AMERICA, INC.
August 7, 2000 - April 19, 2001
FIRST ALLIED SECURITIES, INC.
December 20, 1999 - September 7, 2000
LADENBURG THALMANN & CO. INC.
October 22, 1999 - December 8, 1999
DABNEY FLANIGAN, LLC
October 12, 1999 - November 12, 1999
MORGAN STANLEY DW INC.
November 14, 1997 - October 1, 1999
DABNEY FLANIGAN, LLC
April 4, 1997 - December 31, 1997
FIRST ALLIED SECURITIES, INC.
December 13, 1996 - March 17, 1997
ROUND HILL SECURITIES, INC.
July 18, 1996 - November 25, 1996
PRUDENTIAL EQUITY GROUP, LLC
November 16, 1995 - July 24, 1996
THE SEIDLER COMPANIES INCORPORATED
June 11, 1994 - March 31, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 1993 - August 12, 1993
A. G. EDWARDS & SONS, INC.
July 14, 1992 - September 25, 1992
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/1/2024
General Securities Representative ExaminationCurrent Firm
PINNACLE CAPITAL SECURITIES, LLC
CRD#: 106213 / SEC#: 801-40956, 8-65263
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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