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Christopher R. Greenwell

PATRICK CAPITAL MARKETS
St. Louis, MO 63123
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CRD#: 2170540
CG
Christopher Robert GreenwellPATRICK CAPITAL MARKETS

Professional summary


Christopher Robert Greenwell, who also goes by Chris Robert Greenwell, is a registered financial professional currently at PATRICK CAPITAL MARKETS, LLC located in St. Louis, Missouri.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 19 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Aliases


Chris Robert Greenwell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Robert Greenwell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 20, 2026 - Present

PATRICK CAPITAL MARKETS, LLC

Office #1: 11152 South Towne Square, St. Louis, MO 63123
BD
CRD#: 16518
St. Louis, MO
Past

October 31, 2019 - September 15, 2020

PINNACLE CAPITAL SECURITIES, LLC

BD
CRD#: 106213
Long Beach, CA
Past

August 27, 2018 - December 6, 2019

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
ST LOUIS, MO
Past

April 3, 2017 - August 14, 2018

CANTOR FITZGERALD & CO.

BD
CRD#: 134
LOS ANGELES, CA
Past

August 19, 2016 - March 28, 2017

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
Santa Monica, CA
Past

December 17, 2012 - August 22, 2016

CANTOR FITZGERALD & CO.

BD
CRD#: 134
LOS ANGELES, CA
Past

March 31, 2011 - November 14, 2011

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
LOS ANGELES, CA
Past

June 24, 2009 - April 1, 2011

BTIG, LLC

BD
CRD#: 122225
LOS ANGELES, CA
Past

February 12, 2007 - June 29, 2009

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

June 11, 2002 - February 6, 2007

TEJAS SECURITIES GROUP, INC.

BD
CRD#: 36705
AUSTIN, TX
Past

August 10, 2001 - July 19, 2002

CLEARING SERVICES OF AMERICA, INC.

BD
CRD#: 23623
ST. LOUIS, MO
Past

August 7, 2000 - April 19, 2001

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

December 20, 1999 - September 7, 2000

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

October 22, 1999 - December 8, 1999

DABNEY FLANIGAN, LLC

BD
CRD#: 43245
LOS ANGELES, CA
Past

October 12, 1999 - November 12, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 14, 1997 - October 1, 1999

DABNEY FLANIGAN, LLC

BD
CRD#: 43245
LOS ANGELES, CA
Past

April 4, 1997 - December 31, 1997

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

December 13, 1996 - March 17, 1997

ROUND HILL SECURITIES, INC.

BD
CRD#: 35223
ALAMO, CA
Past

July 18, 1996 - November 25, 1996

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

November 16, 1995 - July 24, 1996

THE SEIDLER COMPANIES INCORPORATED

BD
CRD#: 3911
LOS ANGELES, CA
Past

June 11, 1994 - March 31, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 20, 1993 - August 12, 1993

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

July 14, 1992 - September 25, 1992

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/1/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/20/2026
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PC
PATRICK CAPITAL MARKETS, LLC
PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: , 8-34099

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
11152 South Towne Square, St Louis, MO 63123
Mailing Address
11152 South Towne Square, St. Louis, MO 63123
Phone number
(314) 528-3000
Established
Missouri since 06/16/2008
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SAXONY FINANCIAL HOLDINGS, LLC.SOLE OWNER/ MEMBER
KLUMP, RYAN CHRISTOPHERCHIEF EXECUTIVE OFFICER4762698
MATARAZZI, NATHAN DOMENICOFINOP, POO, AND PFO4827090
MITCHELL, JARAD BYRAMPRESIDENT4811305
WEBSTER, TERRANCE MICHAELCHIEF COMPLIANCE OFFICER6826889

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PATRICK CAPITAL MARKETS, LLC

CRD#: 16518St. Louis, MO 63123

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