Barry M. Ferguson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Michael Ferguson was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1991. Barry had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2006 - August 3, 2017
BMF INVESTMENTS, INC.
April 30, 2001 - December 4, 2006
FFP ADVISORY SERVICES INC
March 27, 1997 - November 30, 2006
FFP SECURITIES, INC.
November 5, 1993 - December 14, 1995
METROPOLITAN LIFE INSURANCE COMPANY
October 10, 1991 - February 11, 1992
IDS LIFE INSURANCE COMPANY
October 10, 1991 - February 11, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMF INVESTMENTS, INC.
CRD#: 141871 / SEC#: 801-67300
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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