Sanford P. Lowengart
Professional summary
Sanford Philip Lowengart III, who also goes by Sandy P. Lowengart III, is a registered financial advisor currently at CAPITAL TRUST ADVISORS located in Montgomery Street, California.
Sanford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Sanford has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sanford Philip Lowengart III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2013 - Present
CAPITAL TRUST ADVISORS
Office #1: 1210 5th Avenue Suite 275, Montgomery Street, CA 94901January 12, 2010 - August 31, 2012
ATLIN CAPITAL ADVISERS, LLC
February 4, 2009 - March 6, 2013
HEFFERNAN INVESTMENT ADVISORS, INC.
June 21, 2004 - February 27, 2009
CEPHUS CAPITAL MANAGEMENT LLC
August 22, 2003 - July 20, 2004
SDR CAPITAL MANAGEMENT, INC.
December 11, 2002 - June 1, 2004
OPTIMUM INVESTMENT ADVISORS, LLC
February 27, 1995 - September 8, 1997
FINANCIAL SQUARE PARTNERS
June 22, 1993 - February 21, 1995
SUTRO & CO. INCORPORATED
August 10, 1992 - July 12, 1993
LEHMAN BROTHERS INC.
April 20, 1992 - May 19, 1992
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
CAPITAL TRUST ADVISORS
CRD#: 134174 / SEC#: 801-121095
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/7/2013)
(6/14/2017)
Exams
Current Firm
CAPITAL TRUST ADVISORS
CRD#: 134174 / SEC#: 801-121095
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 587 |
| AUM (Assets Under Management) | $ 356,754,529 |
Red Flags
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Company Information
CAPITAL TRUST ADVISORS
CRD#: 134174Montgomery Street, CA 94901TRUST BUT VERIFY
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