AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DS

Daniel K. Speirs

CERRO PACIFIC WEALTH ADVISORS
San Luis Obispo, CA 93401
Some features on this profile are disabled
CRD#: 2170094
DS

Professional summary

Daniel Keith Speirs is a registered financial advisor currently at CERRO PACIFIC WEALTH ADVISORS, LLC located in San Luis Obispo, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Daniel has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Keith Speirs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2020 - Present

CERRO PACIFIC WEALTH ADVISORS, LLC

Office #1: 733 Marsh St. Suite #110, San Luis Obispo, CA 93401
RIA
CRD#: 310825
San Luis Obispo, CA
Past

September 25, 2009 - October 26, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN LUIS OBISPO, CA
Past

September 24, 2009 - October 26, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN LUIS OBISPO, CA
Past

May 1, 2002 - October 2, 2009

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
SAN LUIS OBISPO, CA
Past

March 9, 2002 - October 2, 2009

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
SAN LUIS OBISPO, CA
Past

March 7, 2002 - March 9, 2002

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CERRO PACIFIC WEALTH ADVISORS, LLC
CERRO PACIFIC WEALTH ADVISORS, LLC | PLACEHOLDER LLC

CRD#: 310825 / SEC#: 801-119640

RIA
Registered Investment Advisory firm - (10/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/16/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/25/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/6/2002
General Securities Representative Examination

Current Firm

CP
CERRO PACIFIC WEALTH ADVISORS, LLC
CERRO PACIFIC WEALTH ADVISORS, LLC | PLACEHOLDER LLC

CRD#: 310825 / SEC#: 801-119640

RIA
Registered Investment Advisory firm - (10/16/2020 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
733 Marsh St. Suite #110, San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 457-3300
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - CERRO PACIFIC WEALTH ADVISORS (3/12/2026)

Regulatory assets under management

Total Number of Accounts713
AUM (Assets Under Management)$ 531,612,070

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CERRO PACIFIC WEALTH ADVISORS, LLC

CRD#: 310825San Luis Obispo, CA 93401

TRUST BUT VERIFY

Monitor Daniel Speirs

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Zachary Seidman
Zachary SeidmanAdvisorCheck Check Mark
PHASE LINE FINANCIAL
IAR
ARROYO GRANDE, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.