William H. Westfield
Professional summary
William Howard Westfield, CFP® is a registered financial advisor currently at AUGUST WEALTH GROUP, INC. located in Bristol, Maine.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. William has worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Howard Westfield's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
May 27, 2009 - Present
AUGUST WEALTH GROUP, INC.
October 30, 2008 - May 5, 2009
AGILE GROUP
August 8, 2008 - January 20, 2009
AGILE SECURITIES, INC.
January 2, 2008 - March 6, 2008
ACACIA INVESTMENT ADVISORS, LLC
February 6, 1992 - June 18, 2007
CHARLES SCHWAB & CO., INC.
September 20, 1991 - January 16, 1992
CENPAC SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/24/2023)
(5/27/2009)
(3/28/2023)
(9/13/2021)
Exams
Series 8
Date: 1/26/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AUGUST WEALTH GROUP, INC.
CRD#: 149542 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 201 |
| AUM (Assets Under Management) | $ 42,370,000 |
Red Flags
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