SD
Stephen A. Dellelo
PROSPERITY CAPITAL ADVISORS
South Easton, MA 02375
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CRD#: 2170012
SD
Professional summary
Stephen Anthony Dellelo, who also goes by Stephen A Dellelo, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in South Easton, Massachusetts.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen A Dellelo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RETIREMENT INCOME STRATEGIES LLC d.b.a. Dellelo Wealth Management POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 07/27/2005 ADDRESS: 944 Washington St Suite 1A South Easton, MA 02375 DESCRIPTION: Mr. Dellelo is the owner of Retirement Income Strategies, Inc. d.b.a. Dellelo Wealth Management. This entity is in place to accept advisory and insurance commissions and handle the day-to-day finances of the the business. 2) STEPHEN DELLELO POSITION: Owner NATURE: Rental income from vacation property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 35 Monomoy Road, HarwichPort MA 02646, United States DESCRIPTION: Passive Rental income. Maintain property for vacation rentals 3) Mr. Dellelo is a licensed insurance agent. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Dellelo spends approx. 20 hrs/week during trading hours on this activity. 4) Mr. Dellelo is the Owner and President of Shovel Town Tax, LLC which offers tax preparation services. Mr. Dellelo spends about 5 hours per month on this activity during trading hours. This is a non-investment related activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Anthony Dellelo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2023 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 944 Washington St., Suite1a, South Easton, MA 02375RIA
CRD#: 156480
South Easton, MA
Past
September 13, 2005 - June 22, 2023
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
SOUTH EASTON, MA
Past
August 26, 2005 - June 22, 2023
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
SOUTH EASTON, MA
Past
January 31, 2005 - August 26, 2005
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
EASTON, MA
Past
November 19, 2003 - January 13, 2005
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
SOUTH EASTON, MA
Past
May 10, 2002 - August 26, 2005
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
April 3, 1992 - May 10, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
September 27, 1991 - April 20, 1992
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/21/2023)
IAR
Massachusetts(7/17/2023)
IAR
Rhode Island(9/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Company Information
PROSPERITY CAPITAL ADVISORS
CRD#: 156480South Easton, MA 02375TRUST BUT VERIFY
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